The mechanical behavior of nanoparticles governs their performance and stability in many applications. However, the small sizes of technologically relevant nanoparticles, with diameters in the range of 10 nm or less, significantly complicate experimental examination. These small nanoparticles are difficult to manipulate onto commercial test platforms and deform at loads that are below the typical noise floor of the testing instruments. Here, we synthesized small platinum nanoparticles directly onto a mechanical tester and used a modified nanomanipulator to enhance load resolution to the nanonewton scale. We demonstrated the in situ compression of an 11.5-nm platinum nanoparticle with simultaneous high-resolution measurements of load and particle morphology. Molecular dynamics simulations were performed on similarly sized particles to achieve complementary measurements of load and morphology, along with atomic resolution of dislocations. The experimental and simulation results revealed comparable values for the critical resolved shear stress for failure, 1.28 and 1.15 GPa, respectively. Overall, this investigation demonstrated the promise of, and some initial results from, the combination of atomistic simulations and in situ experiments with an unprecedented combination of high spatial resolution and high load resolution to understand the behavior of metal nanoparticles under compression.

While metal nanoparticles are widely used, their small size makes them mechanically unstable. Extensive prior research has demonstrated that nanoparticles with sizes in the range of 10-50 nm fail by the surface nucleation of dislocations, which is a thermally activated process. Two different contributions have been suggested to cause the weakening of smaller particles: first, geometric effects such as increased surface curvature reduce the barrier for dislocation nucleation; second, surface diffusion happens faster on smaller particles, thus accelerating the formation of surface kinks which nucleate dislocations. These two factors are difficult to disentangle. Here we use in situ compression testing inside a transmission electron microscope to measure the strength and deformation behavior of platinum particles in three groups: 12 nm bare particles, 16 nm bare particles, and 12 nm silica-coated particles. Thermodynamics calculations show that, if surface diffusion were the dominant factor, the last two groups would show equal strengthening. Our experimental results refute this, instead demonstrating a 100% increase in mean yield strength with increased particle size and no statistically significant increase in strength due to the addition of a coating. A separate analysis of stable plastic flow corroborates the findings, showing an order-of-magnitude increase in the rate of dislocation nucleation with a change in particle size and no change with coating. Taken together, these results demonstrate that surface diffusion plays a far smaller role in the failure of nanoparticles by dislocations as compared to geometric factors that reduce the energy barrier for dislocation nucleation.

The mechanical behavior of nanostructures is known to transition from a Hall-Petch-like "smaller-is-stronger" trend, explained by dislocation starvation, to an inverse Hall-Petch "smaller-is-weaker" trend, typically attributed to the effect of surface diffusion. Yet recent work on platinum nanowires demonstrated the persistence of the smaller-is-stronger behavior down to few-nanometer diameters. Here, we used in situ nanomechanical testing inside of a transmission electron microscope (TEM) to study the strength and deformation mechanisms of platinum nanoparticles, revealing the prominent and size-dependent role of surfaces. For larger particles with diameters from 41 nm down to approximately 9 nm, deformation was predominantly displacive yet still showed the smaller-is-weaker trend, suggesting a key role of surface curvature on dislocation nucleation. For particles below 9 nm, the weakening saturated to a constant value and particles deformed homogeneously, with shape recovery after load removal. Our high-resolution TEM videos revealed the role of surface atom migration in shape change during and after loading. During compression, the deformation was accommodated by atomic motion from lower-energy facets to higher-energy facets, which may indicate that it was governed by a confined-geometry equilibration; when the compression was removed, atom migration was reversed, and the original stress-free equilibrium shape was recovered.

While it is well established that nanoparticle shape can depend on equilibrium thermodynamics or growth kinetics, recent computational work has suggested the importance of thermal energy in controlling the distribution of shapes in populations of nanoparticles. Here, we used transmission electron microscopy to characterize the shapes of bare platinum nanoparticles and observed a strong dependence of shape distribution on particle size. Specifically, the smallest nanoparticles (<2.5 nm) had a truncated octahedral shape, bound by 〈111〉 and 〈100〉 facets, as predicted by lowest-energy thermodynamics. However, as particle size increased, the higher-energy 〈110〉 facets became increasingly common, leading to a large population of non-equilibrium truncated cuboctahedra. The observed trends were explained by combining atomistic simulations (both molecular dynamics and an empirical square-root bond-cutting model) with Boltzmann statistics. Overall, this study demonstrates experimentally how thermal energy leads to shape variation in populations of metal nanoparticles, and reveals the dependence of shape distributions on particle size. The prevalence of non-equilibrium facets has implications for metal nanoparticles applications from catalysis to solar energy.