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Searching for Identity: The Russian Idea in the Soviet and Post-Soviet Fantastika Film Adaptation

Abstract

What is the role of sociocultural history in the evolution of national identity? How is the worldview of Russian citizens reflected in contemporary art and popular culture? My dissertation, which examines narratives of national identity in the twentieth and twenty-first centuries, approaches these questions and others through an historical analysis of Russian fantastika film adaptations and the literary works upon which they are based. Illustrating transitions in perceptions of Russian identity as they are reflected in over thirty examples of Soviet and post-Soviet fantastika, this project provides a critical reconsideration of historical theories on the “Russian idea” and offers new perspectives on what it means to be Russian in the twenty-first century.

My study employs a synthesis of approaches from the fields of cultural history, literature, film, and gender studies. The primary hypothesis is that it is possible, through an historical analysis of fantastika film adaptations (and their corresponding literary sources), to obtain a fundamental understanding of post-Soviet culture by examining crucial transformations in the Russian worldview over the course of a century; namely, from 1917 to 2017. These transformations, viewed through the lens of sociocultural history, provide insight into the essential features of national identity in contemporary Russia.

Fantastika, a genre which includes science fiction, fantasy, gothic horror, and other works involving fantastical elements, is a highly influential force in the Russian literary and cinematic traditions. Particularly during periods of severe censorship, fantastika played an integral role in the dissemination of novel (or “unofficial”) worldviews. Employing alien planets, outer space, and other fantastical settings, Soviet authors and directors developed fictional macrocosms with which to juxtapose contemporary reality and provide commentary on issues relevant to modern society. In the post-Soviet period, techniques borrowed from their predecessors have enabled artists to continue in this tradition, allowing them to offer fresh perspectives on Russia and its place in global society.

Russian national identity has been a subject of international debate for at least three centuries. This dissertation reconsiders models promoted by Russian intellectuals in the nineteenth and twentieth centuries (including Petr Chaadaev, Sergei Uvarov, Nikolai Berdiaev, and Vladimir Bibler) and employs techniques developed by contemporary Western observers (including Birgit Beumers, Eliot Borenstein, and Stephen Norris) to offer a revised assessment of Russian national identity in the twenty-first century. It advances, reframes, and challenges some of the conclusions drawn by these figures by analyzing fantastika film adaptations in the context of their (for the most part persuasive) theories. My hope is that this project will be considered a meaningful contribution to the study of Russian culture in the modern age.

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