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Kinetic Modeling of Halogen-Based Plasma Etching of Complex Oxide Films and its Application to Predictive Feature Profile Simulation

Abstract

In this work, a comprehensive framework for predicting etching behavior is developed using the test case of hafnium lanthanate (HfxLayOz) in Cl2/BCl3 chemistry, starting from detailed thermodynamic analysis in the form of volatility diagrams. Through these calculations, it was predicted that at typical plasma reactor operating pressures, the reactions of molecular Cl2 and Cl radicals with La2O3 and HfO2 could generate sufficiently high partial pressures of OxCly for measurable material removal to occur.

The etch rate of Hf0.25La0.12O0.63 as a function of ion energy was characterized in situ using a quartz crystal microbalance. The etch rate data was found to exhibit a dual ion energy dependence with a maximum etch rate of ~27 Å/min at Eion = 175 eV. The overall etch rate was found to be approximately half that of a pure HfO2 film etched at the same conditions, due to the formation of non-volatile LaClx compounds.

QMS measurements of HfLaO in Cl2 chemistry showed LaOCl and LaCl as the primary La-containing etch products. XPS analysis of pure La2O3 films provided further evidence of this hypothesis, showing significant Cl retention (~10%) compared to HfLaO and also revealing the presence of Cl-O-La bonding. A kinetics-based bulk scale (TML) model was fit to the aforementioned experimental data and good agreement was shown between the TML model's simulated results and etch rate data. An additional degree of validation was provided through a comparison of the model's predicted composition of the surface mixing layer and the XPS-measured film compositions after plasma exposure.

The final validation of this approach was to assess the fitted kinetic parameters for complex oxide etching in Cl-based chemistry (such as reaction rate coefficients, threshold energies and sticking probabilities) at feature scale levels. The results from the TML model were coupled to a Monte Carlo based feature profile simulator and used to predict the variation of the etched feature profiles of Hf0.25La0.12O0.63 films for varying aspect ratios (1.5, 3 and 6) and ion energies (75, 100 and 175 eV). In order to compare to experimental results, features of varying aspect ratio were achieved using an e-beam tool to pattern a ZEP520A photoresist mask on HfLaO followed by etching in Cl2 . Good agreement was achieved with the etched profile at 100 eV and AR = 5. As a test of the model's ability to handle variations in gas chemistry with a material system besides that of high-k dielectrics, this methodology was also applied to the shallow trench isolation process (Si etching in Cl22/O2 chemistry). The model showed good fitting of the major process parameters (etch rate, etch product ratios and surface composition) and showed an ability to predict the profile variation with 0, 2, 6 and 8% oxygen addition to a pure Cl2 plasma for the etching of Si.

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